Over the past thirty years we have been fortunate enough to have helped hundreds of clients and families achieve their goals for retirement. Today, with over $625 million in assets under management, four locations, and clients across thirty-one states, we’re proud to be one of the leading investment advisory firms in the Hudson Valley, NY.
Even after thirty years, we still stand by our core belief that successful investment management is done one household at a time. We understand that the money we manage for our clients puts food on their table and helps pay their bills–and we don’t take that responsibility lightly. As an SEC-registered investment advisor, we have a fiduciary responsibility to make recommendations that serve our clients’ best interests.
INDEPENDENT, UNBIASED ADVICE AND GUIDANCE
We are an independent, fee-only money management firm. Our compensation structure ensures that your interests come first and our income is derived exclusively from a single, transparent management fee.
CUSTOMIZED PORTFOLIO MANAGEMENT
Every client’s situation is different. You may have aging parents to care for, children with special needs, or your own unique views on risk management. That’s why we avoid cookie-cutter solutions and build customized portfolios of individual securities for our clients. In fact, we avoid mutual funds, annuities, and other packaged investment products entirely.
PERSONALIZED SERVICE AND FREQUENT COMMUNICATION
If you’re interested in becoming a 10-15 Associates client, we will have a series of conversations to get to know you, your unique challenges, and your goals. We then develop a personalized plan and communicate with you every step of the way. This typically involves three to four meetings every year.